Client Center

Disclosure and Privacy Policy

Disclosure

Professional Financial Solutions, LLC is an SEC-registered investment advisor. We do not provide personal investment or planning advice through this website, which is intended to provide a summary of our firm, the services we offer, a way to contact us, and general personal financial information.

Nothing on this site should be considered to be (i) a solicitation to effect, or attempt to effect transactions in securities, (ii) the provision of any investment related advice or services tailored to any particular individual’s financial situation or investment objective(s), or (iii) an offer to render either services or any of the foregoing. Services cannot be rendered until a Form ADV Part 2/Disclosure Brochure is provided and an Investment Advisory Agreement is executed. The firm is notice filed in VA, MD, and NC. We can only provide services in those states within which we are in compliance with the registration or notice filing requirements or are otherwise exempt from registration. Any subsequent, direct communication by us with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to our registration status, please consult the Investment Adviser Public Disclosure available through the United States Securities and Exchange Commission or the state securities administrators for those states in which we maintain a notice filing.

Some of the information on this site includes links to third-party websites and/or is based on information gathered from sources that we believe to be reliable. We do not guarantee the accuracy of or assert that the information or third-party websites are complete and can be used to make financial decisions. As this is a public site, nothing on it should be viewed as specific or individualized advice. The reader maintains absolute discretion as to whether or not to follow any portion of the content available on this website, and it is the reader’s exclusive responsibility to review and evaluate the content to determine whether it is appropriate for them.

Privacy Policy

Certified Financial Planner™ professionals, or CFP® professionals, like all providers of personal financial services, are now required by law to inform their clients of their policies regarding privacy of client information. CFP® professionals have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.

Types of Nonpublic Personal Information We Collect

We collect nonpublic personal information about you that is provided to us by you or obtained by us with your authorization.

In addition, by visiting our website, our servers may automatically recognize a visitor’s domain name and IP address (the number assigned to computers on the Internet). No personal information about you is revealed in this process. Our website may also gather anonymous “traffic data” that does not personally identify you, but that may be helpful for marketing purposes or for improving the services we offer.

From time to time, we may use the standard “cookies” feature of major browser applications that allows us to store a small piece of data on your computer about your visit to our website. We do not set any personally identifiable information in cookies, nor do we employ any data capture mechanisms on our website other than cookies. Cookies help us learn which areas of our site are useful and which areas need improvement. You can choose whether to accept cookies by changing the settings on your browser. However, if you choose to disable this function, your experience at our website may be diminished and some features may not work as they were intended.

Parties to Whom We Disclose Information

For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law or through your specific authorization. Permitted disclosures include, for instance, providing information to our employees, and in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. Without limiting the generality of the foregoing, and subject to applicable law, we may share client information, or information about a client, with one or more of our service providers as may be necessary in connection with our providing services to you. In all such situations, we stress the confidential nature of information being shared.

Protecting the Confidentiality and Security of Current and Former Clients’ Information

We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and, in some cases, to comply with professional guidelines or regulatory requirements. In order to guard your nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards. First, technical procedures are used in order to limit the accessibility and exposure of client information contained in electronic form. Second, administrative procedures are used in order to control the number and type of employees, affiliated and nonaffiliated persons, to whom customer information is accessible. Third, physical safeguards have been established to prevent access to client information contained in hard-copy form. As illustrated above, we realize the importance of information confidentiality and security, and emphasize practices which are aimed at achieving those goals.

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Please contact us if you have any questions, because your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.

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If you have any questions about your financial future, we're here to help. Please use this form or feel free to call or e-mail us.

(703) 385-0870
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